K-People Europe is a London based recruitment consultancy and we’ve been recruiting top talents for our clients in UK & Europe since 2007.
Our client, a reputable international bank located in the heart of City of London, is looking for a Compliance Senior Officer.
[Purpose of the Job]
The role will include various duties in relation to Compliance. The role will assist the bank’s Head of Compliance & MLRO in ensuring that the bank meets its UK legal and regulatory requirements.

[Key Responsibilities]
(1) Identifying regulatory changes and assessing whether these are relevant to the bank.
(2) Carrying out compliance monitoring Programme and Preparation of Summary of Regulatory Developments
(3) Follow up on action points emanating from Compliance Monitoring Reviews
(4) Perform quarterly Thematic reviews
(5) Reporting on a regular basis on compliance matters, identified breaches and corrective action taken to Head of Compliance.
(6) Horizon Scanning and mapping of regulations with relevant business and operations
(7) Assisting in the completion and submission of regulatory returns in accordance with the specified timescale
(8) Providing Compliance/ Regulatory advice
(9) Review and obtaining Gift and Hospitality declaration by all staff members.
(10) Implement and maintain the bank applicable FCA handbook repository
(11) Review and update of manual/ policy/ procedures of the bank in relation to Compliance Manual, Anti Bribery, Anti-Fraud, TCF, Conduct Risk
(12) Review and follow up on ongoing issues for items drawing the attention of compliance department
(13) Participating in meeting and preparing minutes for circulation
(14) Assist in providing Compliance related trainings
(15) Build Annual Training Programme in concurrence with Head of Compliance.
(16) Assist Head of Compliance with managing SM& CR requirements
(17) Assist in organising the AML & Sanctions Committee pack
(18) Support the person in charge of the project requiring DPIA & DPO by assisting in the identification and assessment of DPIAs.
(19) In the absence of Head of Compliance, act on behalf and represent Head of Compliance in various committees
[Requirements]
(1) Must be fluent in English
(2) Must have minimum 3 years’ compliance experience within UK financial industry
(3) Strong attention to details and accuracy
(4) Excellent communication & interpersonal skills to liaise with other departments & solve the issues related with various business functions
(5) Excellent MS Office skills

[Conditions]
(1) Job type: full-time & permanent
(2) Location: City of London (fully office based role without hybrid option)
(3) Working hours: 8:30am~4:30pm
(4) Annual leave: 31 days in the first full calendar year and thereafter increased by one day per year into maximum of 36 days (including 8 Bank/Public Holidays)
(5) Basic salary: 45~55K (depending on experience)
(6) Benefits: Group Personal Pension Scheme, Life Assurance, Private Medical and Dental Insurance, Annual Health Check, Season Ticket Loan, Eye care Voucher, Annual Bonus Scheme(full calendar year required)

[Before you apply]
(1) The right candidate must be eligible to work full-time in UK immediately without any visa restriction. If you’re on any visa permitting full-time work in UK, please indicate your visa status in your CV and when it expires.
(2) Please send your CV in MS Word format
(3) ONLY right candidates will be contacted, and if your application is successful, we’ll contact you within 5 working days.