Are you an experienced compliance professional with a background in the Financial Planning industry? Are you passionate about making a positive impact on people’s lives? If so, we have the perfect role for you!
As a Compliance Officer, you will play a vital role in ensuring compliance with relevant legislation and procedures. Your responsibilities will include assisting in the implementation and review of strategic business plans for the Compliance function, as well as providing guidance and support to advisers and support staff. You will contribute to the maintenance of effective systems and controls to mitigate business risks and ensure compliance, while fostering a positive compliance culture throughout the company.
Skills and Experience Required:
Relevant experience in IFA Compliance, including internal file reviews of new business and annual client reviews, and complaints handling
In return for your expertise and dedication, you will have the opportunity to work for a company that truly values its employees.