IFA Compliance officer
other jobs Coast Specialist Recruitment
Added before 4 Days
- England,West Midlands,Birmingham
- full-time
- £40,000 - £50,000 per annum
Job Description:
A long established, well respected IFA Compliance organisation are keen to appoint a Diploma qualified IFA Compliance Consultant.
The role is home based
Home based role with some travelling.
The job is a hybrid role, and you will be expected to work at home or at client’s offices as required. They will consider other flexible arrangements, for example part time working, and we can discuss this where appropriate.
The position will involve file checking, answering client compliance queries, reviewing, and updating in house procedures, training advisers, reviewing CPD activity, collating management information, annual audits.
About You
*Diploma Qualified
*Experienced of reviewing files for IFA’s
*Compliance experience
*Attention to detail
*Pragmatic approach to compliance
*Willingness to work with advisers
Remuneration
*Salary - To Be Discussed
*3% pension contribution
*4x life cover
*Business Mileage
*25 days holiday plus bank holidays
*Birthday bonus day off!
*Fully Expensed Summer annual party
*Various Team Nights out (All expenses paid)
*Laptop
*Phone
*Full Business Expenses
Level 4 qualification is essential. Interviews remotely followed by a meeting with the Directors.
The role is home based
Home based role with some travelling.
The job is a hybrid role, and you will be expected to work at home or at client’s offices as required. They will consider other flexible arrangements, for example part time working, and we can discuss this where appropriate.
The position will involve file checking, answering client compliance queries, reviewing, and updating in house procedures, training advisers, reviewing CPD activity, collating management information, annual audits.
About You
*Diploma Qualified
*Experienced of reviewing files for IFA’s
*Compliance experience
*Attention to detail
*Pragmatic approach to compliance
*Willingness to work with advisers
Remuneration
*Salary - To Be Discussed
*3% pension contribution
*4x life cover
*Business Mileage
*25 days holiday plus bank holidays
*Birthday bonus day off!
*Fully Expensed Summer annual party
*Various Team Nights out (All expenses paid)
*Laptop
*Phone
*Full Business Expenses
Level 4 qualification is essential. Interviews remotely followed by a meeting with the Directors.
Job number 1625746
metapel
Company Details:
Coast Specialist Recruitment
Company size: 10–19 employees
Industry: Financial Services
Coast was founded in 2006. Today, we are one of the UK’s leading recruiters to the Financial Services and Insurance job markets. Our head office...