Compliance Officer - Financial Planning - home based
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- England,North East,Tyne and Wear,Newcastle upon Tyne
- full-time
- £40,000 - £60,000 per annum
Job Description:
This national accountancy firm with a growing financial planning arm is currently seeking a remote based compliance officer to join its compliance team.
In this role you will undertake a wide range of duties including helping develop and implement the compliance regime, undertake assessments and audits, update and develop policies, assess compliance risks, undertake monitoring, and produce reports.
You must be an experienced compliance officer working within a financial planning firm, and have a good understanding of FCA regulations.
This is a home based role or if you prefer you can work out of one of their regional offices.
Basic salary to £60,000, pension and benefits.
In this role you will undertake a wide range of duties including helping develop and implement the compliance regime, undertake assessments and audits, update and develop policies, assess compliance risks, undertake monitoring, and produce reports.
You must be an experienced compliance officer working within a financial planning firm, and have a good understanding of FCA regulations.
This is a home based role or if you prefer you can work out of one of their regional offices.
Basic salary to £60,000, pension and benefits.
Job number 1628479