Compliance Assurance
other jobs Victus Search
Added before 1 Days
- England,London
- full-time
- £65,000 - £80,000 per annum, negotiable, inc benefits
Job Description:
We have been exclusively retained to recruit for a Compliance Assurance role with an international financial services provider.
The Firm:
Join a world-leading, international financial services provider with a reputation for excellence. Operating across multiple jurisdictions, the firm values results, fosters relationships, and celebrates its achievements. If you are a collaborative professional looking for a dynamic environment, consider this opportunity to join their compliance team.
The Role:
The AVP, Compliance Assurance roll will support the Head of Compliance in delivering a comprehensive compliance program across the Group. This role has a broad mandate, including the integration of data and technology to enhance compliance processes and drive innovation in compliance assurance.
Key Responsibilities:
*Manage change control processes to ensure regulatory compliance and continuous improvement.
*Lead transformational enhancements to the Group’s Risk Rating Tool (RRT) methodology.
*Drive strategic projects to upgrade or optimise monitoring and surveillance systems.
*Ensure the effectiveness of the Group’s Compliance Validation Testing (CVT) programme.
*Continuously evaluate and improve the orchestration of the Group’s risk data to enhance compliance oversight.
*Advance Management Information (MI) reporting through automation and simplification, ensuring efficiency.
*Provide support on ad hoc compliance projects and initiatives, including M&A due diligence as required.
*Collaborate closely with Group and jurisdictional stakeholders to successfully deliver compliance initiatives.
Qualifications and Skills:
*Minimum 5 years of compliance experience with an international financial services provider, preferably within banking.
*Strong knowledge of financial crime, regulatory compliance, and sanctions obligations, particularly in the UK and CDOT jurisdictions.
*Proficiency in managing large datasets; SQL skills are highly desirable.
*Exceptional communication and report writing abilities.
*High attention to detail, strong analytical skills, and a proactive approach to problem-solving.
*Unwavering ethical standards and ability to handle confidential matters with discretion.
The Firm:
Join a world-leading, international financial services provider with a reputation for excellence. Operating across multiple jurisdictions, the firm values results, fosters relationships, and celebrates its achievements. If you are a collaborative professional looking for a dynamic environment, consider this opportunity to join their compliance team.
The Role:
The AVP, Compliance Assurance roll will support the Head of Compliance in delivering a comprehensive compliance program across the Group. This role has a broad mandate, including the integration of data and technology to enhance compliance processes and drive innovation in compliance assurance.
Key Responsibilities:
*Manage change control processes to ensure regulatory compliance and continuous improvement.
*Lead transformational enhancements to the Group’s Risk Rating Tool (RRT) methodology.
*Drive strategic projects to upgrade or optimise monitoring and surveillance systems.
*Ensure the effectiveness of the Group’s Compliance Validation Testing (CVT) programme.
*Continuously evaluate and improve the orchestration of the Group’s risk data to enhance compliance oversight.
*Advance Management Information (MI) reporting through automation and simplification, ensuring efficiency.
*Provide support on ad hoc compliance projects and initiatives, including M&A due diligence as required.
*Collaborate closely with Group and jurisdictional stakeholders to successfully deliver compliance initiatives.
Qualifications and Skills:
*Minimum 5 years of compliance experience with an international financial services provider, preferably within banking.
*Strong knowledge of financial crime, regulatory compliance, and sanctions obligations, particularly in the UK and CDOT jurisdictions.
*Proficiency in managing large datasets; SQL skills are highly desirable.
*Exceptional communication and report writing abilities.
*High attention to detail, strong analytical skills, and a proactive approach to problem-solving.
*Unwavering ethical standards and ability to handle confidential matters with discretion.
Job number 1645037
metapel
Company Details:
Victus Search
Company size: 1–4 employees
Industry: Recruitment Consultancy
Victus Search is a multijurisdictional, independent recruitment partner to institutional and private client firms.Over the past decade, in such a nich...