This is a fantastic opportunity for a candidate with a good knowledge of financial services, to pursue your career working for a prestigious Chartered IFA practice that works closely with an impressive portfolio of UHNW individuals.


Initial Role:
*Input client details onto Prestwood system
*New business administration
*Liaise with clients for new business information, Terms of Business, tax returns.
*File checking for completeness
*Liaise with product providers (e.g., for valuations, trusts, product terms)
*Help advisers with meeting preparation, new client packs, agendas etc.
*Supporting the Investment Proposition as necessary
*Involvement in wider company projects as appropriate
Developing Into:
*Attend client meetings with adviser and schedule post meeting actions.
*Technical research
*Do fee estimates
*Build financial plans on Prestwood system
*Draft simple suitability letters
*Simple tax returns
General Responsibilities:
*Observe the firm’s ’standards’.
*Comply with FCA conduct rules at all times.
*Adhere to the relevant compliance, Consumer Duty, T&C and financial crime (anti-money laundering, data security, anti-bribery, fraud, and corruption) procedures of the firm at all times.
*Keep up to date with all relevant product, legislative and technical changes and ensure relevant CPD is maintained and recorded accurately.
*Respond to client contact and requests quickly and correctly.
*Ensure all client files are compliant on an ongoing basis.
*Be a team player, support colleagues.
Additional information:
*Office based, Farnham, Surrey
*Monday - Friday, 9-5.30pm
*Salary: Likely to be in the range of £32-34k, plus bonuses and profit share
*Full support with professional qualifications
*Genuine career progression