Compliance Onboarding screening
Hybrid
Up to £50,000
The role is ideally suited to an experienced financial services professional who holds at least a level 4 diploma in financial services. This is an important role that will help the business get a greater understanding of firms that are looking to join the network. A great understanding of retail financial services is a fundamental requirement for this role. This experience may have been gained as a senior paraplanner, financial adviser or compliance expert. Experience of dealing with defined benefit transfers would be an added bonus. This is a hybrid role that offers a salary of up to £50,0000 pa.
The Company
The company are an FCA-regulated, growing IFA Network. They are a robust, institutionally backed group, with a diverse, supportive, and highly experienced team. They have been in existence for over 20 years and are currently embarking on an exciting growth programme. There will be progression opportunities within the department.
The Role
Within this role you will be undertaking an initial assessment of firms looking to join the growing network. You will use your experience to gain a greater understanding of the business, assessing business practices, business mix and exposure to high-risk business areas. You will consider the culture at the firm to ensure it aligns with the network and that all actions undertaken are done so with the end client in mind.
The Benefits
*Salary up to £50,000
*25 days Holiday + Bank Holidays
*Private medical
*Pension scheme
*Death in service available after probation period
*Sick Pay
*Income Protection
*New, modern office with onsite gym
If you think this is of interest to you, we encourage you to take the next step and apply. The process is straightforward - simply submit your CV along with your basic contact information.