Monitoring Assurance Manager
other jobs Nelson Scott
Added before 7 Days
- England,London
- full-time
- £50,000 - £60,000 per annum
Job Description:
Responsible for ensuring that we provide high quality, expert financial advice to clients and within the regulatory framework.
RESPONSIBILITIES
*Responsible for 1st line quality assurance monitoring across Wealth Planning.
*Ensuring all relevant 1st line checks are being completed by the relevant Managers to a consistent frequency and standard
*Ensuring escalations are managed in line with business requirements
*Responsible for some 1st line monitoring activities, e.g. vulnerable client processes
*Supporting the business with key trends / root cause analysis
*Working with the Head of Business Assurance to build effective MI to aid the monitoring activities noted below
*Involvement in key monitoring projects as and when required
*Review effectiveness of controls and design enhancements, where possible
WE WOULD LOVE TO HEAR FROM YOU IF YOU HAVE:
*Comfortable providing constructive feedback
*Strong technical knowledge and skills relating to financial services industry
RESPONSIBILITIES
*Responsible for 1st line quality assurance monitoring across Wealth Planning.
*Ensuring all relevant 1st line checks are being completed by the relevant Managers to a consistent frequency and standard
*Ensuring escalations are managed in line with business requirements
*Responsible for some 1st line monitoring activities, e.g. vulnerable client processes
*Supporting the business with key trends / root cause analysis
*Working with the Head of Business Assurance to build effective MI to aid the monitoring activities noted below
*Involvement in key monitoring projects as and when required
*Review effectiveness of controls and design enhancements, where possible
WE WOULD LOVE TO HEAR FROM YOU IF YOU HAVE:
*Comfortable providing constructive feedback
*Strong technical knowledge and skills relating to financial services industry
Job number 1651712
metapel
Company Details:
Nelson Scott
Company size: 1–4 employees
Industry: Financial Services
Nelson Scott provide Financial Services Recruitment to the Wealth Management, Financial Planning, Investment and Asset Management sectors. We speciali...