Key Responsibilities:
As an Investment Operations Administrator, you will be responsible for:
*Processing and verifying client payments, receipts, and internal transfers across currencies, ensuring compliance with CASS regulations and internal policies.
*Conducting daily stock and cash control monitoring, focusing on ISA and JISA products, to ensure compliance with HMRC guidelines.
*Managing reconciliations for market/client FX positions, error trades, and write-offs.
*Running exception reports and taking action to prevent regulatory breaches or financial losses.
*Assisting with annual HMRC reporting, including ISA statistical returns.
Experience & Qualifications:
We are looking for candidates with:
*at least 1 years of relevant experience, demonstrating transferable skills.
*Strong academic background, with at least Grade B in GCSE English and Maths, and A-Levels (required); a degree is preferred.
*IOC qualification is desirable, or a commitment to join the IOC Pathway within the first year.
Skills & Competencies:
Successful candidates will demonstrate:
*Excellent written and verbal communication skills.
*Strong problem-solving ability and the use of initiative.
*IT competency and familiarity with relevant systems.
*Knowledge of ISA products and securities, and a basic understanding of financial services operations.
In our company values we aim for equity at all stages of the recruitment process, please let us know if we can do anything to make the process more accessible to you.