Senior Manager Commodities Trade Surveillance EMEA
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Added before 3 Days
- England,London
- full-time
- Competitive salary
Job Description:
Our Risk Management Group’s Surveillance team is integral to our commitment to maintaining the highest standards of integrity and compliance within the markets we operate. This global team specialises in conducting surveillance across all regions, ensuring market manipulation, misconduct, insider trading, and misuse of electronic communication are identified and addressed effectively.
At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of possibilities. We are a global financial services group operating in 34 markets and with 55 years of unbroken profitability. You’ll be part of a friendly and supportive team where everyone - no matter what role - contributes ideas and drives outcomes.
What role will you play?
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As a Surveillance Senior Manager based in London, you will play a pivotal role in upholding our market integrity. Your responsibilities include identifying and addressing potential market manipulation and misconduct, coordinating with local and global teams to ensure a consistent level of surveillance, and serving as escalation point for for first level reviewers who have identified potential issues to ensure they are resolved efficiently. You will also contribute to the strategic vision of our surveillance function, ensuring our tools and processes remain cutting-edge and effective.
What you offer
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*Demonstrated experience in a similar surveillance or compliance role within the banking, financial services, or commodity trading industry, with a focus on the EMEA markets.
*Proficiency in using industry-leading surveillance applications, such as Nasdaq Trade Surveillance (NTS) or SMARTs, with a strong understanding of business processes and client interaction.
*A solid grasp of Compliance and Surveillance principles, with the ability to develop comprehensive metrics for reporting and regulator notifications when necessary.
*Self-directed and proactive in identifying, analysing, and solving problems, with a strong ability to build relationships with stakeholders both regionally and globally.
*Excellent communication skills, with the capability to work effectively within a global team environment, manage multiple priorities, and influence outcomes.
We love hearing from anyone inspired to build a better future with us, if you’re excited about the role or working at Macquarie we encourage you to apply.
About the Risk Management Group
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In our Risk Management Group, you will be part of an independent, and centralised function, responsible for independent and objective review and challenge, oversight, monitoring and reporting in relation to Macquarie’s material risks. Our divisions include Compliance, Credit, Financial Crime Risk, Internal Audit, Market Risk, Operational Risk, Prudential Risk, and Risk Management Group Central.
Benefits
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Macquarie employees can access a wide range of benefits which, depending on eligibility criteria, include:
*Hybrid and flexible working arrangements
*One wellbeing leave day per year and minimum 25 days of annual leave
*Primary carers are eligible for minimum 20 weeks paid leave and minimum 6 weeks for secondary carer
*Paid volunteer leave and donation matching
*Range of benefits to support your physical, psychological and financial wellbeing
*Employee Assistance Program, a robust behavioral health network with counseling and coaching services
*Recognition and service awards
Our commitment to diversity, equity and inclusion
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We are committed to providing a working environment that embraces diversity, equity and inclusion. As an inclusive employer, Macquarie does not discriminate on the grounds of age, disability, sex, sexual orientation, gender identity or expression, marriage, civil partnership, pregnancy, maternity, race (including color and ethnic or national origins), religion or belief.
At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of possibilities. We are a global financial services group operating in 34 markets and with 55 years of unbroken profitability. You’ll be part of a friendly and supportive team where everyone - no matter what role - contributes ideas and drives outcomes.
What role will you play?
Press space or enter keys to toggle section visibility
As a Surveillance Senior Manager based in London, you will play a pivotal role in upholding our market integrity. Your responsibilities include identifying and addressing potential market manipulation and misconduct, coordinating with local and global teams to ensure a consistent level of surveillance, and serving as escalation point for for first level reviewers who have identified potential issues to ensure they are resolved efficiently. You will also contribute to the strategic vision of our surveillance function, ensuring our tools and processes remain cutting-edge and effective.
What you offer
Press space or enter keys to toggle section visibility
*Demonstrated experience in a similar surveillance or compliance role within the banking, financial services, or commodity trading industry, with a focus on the EMEA markets.
*Proficiency in using industry-leading surveillance applications, such as Nasdaq Trade Surveillance (NTS) or SMARTs, with a strong understanding of business processes and client interaction.
*A solid grasp of Compliance and Surveillance principles, with the ability to develop comprehensive metrics for reporting and regulator notifications when necessary.
*Self-directed and proactive in identifying, analysing, and solving problems, with a strong ability to build relationships with stakeholders both regionally and globally.
*Excellent communication skills, with the capability to work effectively within a global team environment, manage multiple priorities, and influence outcomes.
We love hearing from anyone inspired to build a better future with us, if you’re excited about the role or working at Macquarie we encourage you to apply.
About the Risk Management Group
Press space or enter keys to toggle section visibility
In our Risk Management Group, you will be part of an independent, and centralised function, responsible for independent and objective review and challenge, oversight, monitoring and reporting in relation to Macquarie’s material risks. Our divisions include Compliance, Credit, Financial Crime Risk, Internal Audit, Market Risk, Operational Risk, Prudential Risk, and Risk Management Group Central.
Benefits
Press space or enter keys to toggle section visibility
Macquarie employees can access a wide range of benefits which, depending on eligibility criteria, include:
*Hybrid and flexible working arrangements
*One wellbeing leave day per year and minimum 25 days of annual leave
*Primary carers are eligible for minimum 20 weeks paid leave and minimum 6 weeks for secondary carer
*Paid volunteer leave and donation matching
*Range of benefits to support your physical, psychological and financial wellbeing
*Employee Assistance Program, a robust behavioral health network with counseling and coaching services
*Recognition and service awards
Our commitment to diversity, equity and inclusion
Press space or enter keys to toggle section visibility
We are committed to providing a working environment that embraces diversity, equity and inclusion. As an inclusive employer, Macquarie does not discriminate on the grounds of age, disability, sex, sexual orientation, gender identity or expression, marriage, civil partnership, pregnancy, maternity, race (including color and ethnic or national origins), religion or belief.
Job number 1673453
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