Compliance Officer - Hedge Fund
other jobs eFinancial Careers
Added before 3 Days
- England,London
- full-time
- Competitive salary
Job Description:
We are working with a reputable hedge fund, headquartered in London. There is a requirement for an experienced Compliance Officer to join the existing Compliance team, reporting directly into the Chief Compliance Officer.
This role will be generalised, duties include:
*Provide regulatory advice to the trading teams across multiple asset classes (Equities, Fixed Income, Derivatives)
*Provide advice on regulatory rules (FCA, SEC, NFA and CFTC)
*Compliance monitoring and surveillance (market abuse, best execution)
*Draft, update & implement policies/procedures
*Regulatory reporting/filings (UK and US)
The ideal candidate will have:
*Circa 5-8+ years experience within a hedge fund, prop trader or investment bank
*Experience of providing regulatory advice to trading/investment teams
*If from an Investment Bank, ideally from a trading floor compliance advisory role
This role will be generalised, duties include:
*Provide regulatory advice to the trading teams across multiple asset classes (Equities, Fixed Income, Derivatives)
*Provide advice on regulatory rules (FCA, SEC, NFA and CFTC)
*Compliance monitoring and surveillance (market abuse, best execution)
*Draft, update & implement policies/procedures
*Regulatory reporting/filings (UK and US)
The ideal candidate will have:
*Circa 5-8+ years experience within a hedge fund, prop trader or investment bank
*Experience of providing regulatory advice to trading/investment teams
*If from an Investment Bank, ideally from a trading floor compliance advisory role
Job number 1674083
metapel
Company Details:
eFinancial Careers
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