This Senior Compliance Analyst role is a vital position in protecting the firm and mitigating risk. The ideal candidate is someone who can effectively navigate the complexities of compliance and regulatory matters in the legal industry.
Client Details
Our client is a top-tier US Law firm. It prides itself in its commitment to excellence and its robust compliance framework.
Description
*Advise the firm’s Compliance function including the COLP, MLRO and DPO in relation to all applicable risk and compliance matters under the SRA regulations.
*Playing a key role in suggesting and implementing improvements in the firm’s approach to risk management.
*Carrying out compliance audits and risk assessments to identify areas for improvement.
*Assisting the compliance team in developing and maintaining internal compliance policies and procedures.
*Acting as a point of contact for external regulators.
*Staying abreast of changes to regulations affecting the firm and reporting these to fee-earners.
*Organising compliance training for the London office.
*Investigating new client complaints.
*Investigating any breaches of regulations and consulting with senior members of the team to ensure material breaches are reported in compliance with applicable laws and regulations.
*Maintaining up to date knowledge and understanding of appropriate regulations including money laundering regulations, General Data Protection Regulations, SRA Standards and Regulations, Firm standards of client service, anti-bribery and corruption, conflicts of interest, client due diligence etc.
Profile
A successful Senior Compliance Analyst should have:
*A degree in law, finance, business administration or a related field.
*Strong understanding of SRA rules and regulations in relation to general compliance, conflicts, AML, anti-bribery and data protection.
*Previous demonstratable experience in a compliance position within a law firm.
*Excellent analytical, organisational, and communication skills.
*Proficiency in compliance software systems.
*Ability to work independently and as part of a team.
Job Offer
*A highly-competitive salary range.
*Working hours of 9:30am-5:30pm
*Opportunity to work in a challenging and rewarding role in the legal industry.
*A supportive and inclusive company culture.
*Generous holiday leave.
*Opportunities for career advancement.
We encourage all qualified candidates who are ready to make a significant impact in their compliance career to apply for this Senior Compliance Analyst role.