Primary responsibilities/essential functions
*Reviews and implements guidelines and rules, coding them in the compliance system for Funds and client accounts, in a timely manner. *Reviews and interprets client rules, guidelines, and regulations to determine how a rule should be coded in the compliance system.
*Implements internal guidelines and controls for managed funds.
*Implements internal rules as requested by Principal Investment Officers.
*Codes rules as part of broad, more complex, projects.

*Reviews and implements client guidelines for Equity and/or Fixed Income Funds / client accounts, liaising with Legal and the Marketing group by drafting, reviewing, and interpreting the rules, guidelines, and regulations for client accounts. *Works with others to understand the objective of each mandate and determine standard ideal guidelines for each mandate.
*Participates in guideline negotiations.

*Provides leadership/direction to the team. *Serves as technical resource and/or as a subject matter expert in one or more area(s) to the team and other departments to resolve issues.
*May perform quality checks and verify the accuracy of work prepared by other associates.
*Helps assess and identify training needs. Recommends future enhancements to training plans and adapts as needed.
*Through good judgment and decision making, helps manage the workflow to ensure tasks are completed in a timely manner.
*Facilitates and/or chairs internal meetings.
*Serves as a positive role model and mentor for other associates.