The financial planning profession has a lot to contend with. A capacity gap. Consumer Duty. An increasing regulatory burden. More and more planners and their firms need someone who can help cut through the noise.

It’s no wonder jobs like yours are so important.

And given it’s such an important job it’s important that advice businesses look after people like you. Reward them well. Treat them well. Empower them. If not, there are firms out there who will.

This is an important job with this national firm’s biggest clients. You’ll be dealing with the oversight and governance of their largest advice firms. The bigger the business the more complexity is at play so it’s a chance to learn, grow and challenge yourself. It’s a great opportunity to showcase your relationship management and training skills.

It’s a 1st line compliance role so you’ll working directly with advisers as well as directors/principals. The Business Assurance team pick up the day to day compliance work so you’ll also work closely with them too, ensuring great variety to your day.

You’ll be home based and have plenty of interaction with your panel of firms. Your activity target will be 2-3 contacts per week but this can be made up of Teams/Zoom meetings alongside face to face ones. How you plan and structure your diary is up to you.

Salary is to £55,000 but that comes with a £5,000 car allowance (£61,000). There is also a discretionary bonus based on company and personal performance. The range for this level of role is 10% - 20% but usually around 15%. That takes your total earnings to c£65,000 - £68,250.

There’s great benefits too:
*26 days holiday
*10% non-con pension scheme
*Bonus scheme
*PMI
*Life assurance (4 x)
*Income Protection (75% of salary payable)
*Range of flex benefits via salary deduction

  
  
HERE’S WHAT YOU’LL NEED:

You’ll be at least level 4 qualified and will likely have worked for another national network (IFA or restricted). That said they would also consider compliance consultants at a smaller firm who have T&C experience.

TCF principles and Consumer Duty will be a core focus for you so you’ll have strong understanding of both areas.

The role is home and field-based. You can live anywhere in the South East but the focus is on Kent and the South Eastern fringes of London.
  
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