Compliance Assistant (Financial Services)
other jobs The Burford Recruitment Company
Added before 10 Minutes
- England,West Midlands,Staffordshire,Newcastle-under-Lyme
- full-time
- £40,000 - £42,000 per annum
Job Description:
*Company bonus
*Holiday - 25 days per year plus bank holidays
*Increasing to 27 days after 5 years’ service
*Smart Pension scheme
*Phantom share scheme
*Private Medical Insurance
*Salary sacrifice scheme
*Life assurance
The Burford Recruitment Company is delighted to be working with our client, a prestigious financial services business in Newcatle-under-Lyme, Staffordshire, to find a Compliance Assistant. This is a fantastic opportunity for a driven individual to play a key role in ensuring the company remains compliant with all relevant regulatory frameworks.
Key Responsibilities:
*Support the Compliance Officer in implementing an effective systems and controls framework to ensure compliance with FCA regulations and other relevant legislation (e.g., Data Protection Act, Proceeds of Crime Act).
*Assist in monitoring and reviewing business processes to safeguard against risk, fraud, or irregularities.
*Help identify and rectify rule breaches, ensuring all reporting requirements are fulfilled.
*Provide advice to employees to ensure process improvements align with regulatory standards.
*Coordinate the handling of client complaints, ensuring all responses meet compliance requirements.
*Collaborate on the creation and improvement of internal systems to maintain regulatory compliance and enhance operational efficiency
*Ensure compliance with Health and Safety requirements and conduct an annual review of the Business Continuity Plan (BCP).
Skills & Experience Required:
*Minimum of 3 years’ experience in a compliance role
*Knowledge of FCA regulations and some monitoring work.
*Strong understanding of business processes, standards, and policies within the financial services industry.
*A relevant industry qualification such as CISI Investment Operations Certificate (IOC) or equivalent is preferred; strong industry experience will also be considered.
*Ability to manage a varied workload and work under pressure within a small team.
Please note: This is a fully office based role and you will need to live within a commutable distance to Newcastle-under-Lyme, Staffordshire.
This is a great opportunity for someone looking to advance their career in compliance, offering competitive salary and excellent professional growth opportunities
Apply now to join a dynamic team and make a meaningful impact!
*Holiday - 25 days per year plus bank holidays
*Increasing to 27 days after 5 years’ service
*Smart Pension scheme
*Phantom share scheme
*Private Medical Insurance
*Salary sacrifice scheme
*Life assurance
The Burford Recruitment Company is delighted to be working with our client, a prestigious financial services business in Newcatle-under-Lyme, Staffordshire, to find a Compliance Assistant. This is a fantastic opportunity for a driven individual to play a key role in ensuring the company remains compliant with all relevant regulatory frameworks.
Key Responsibilities:
*Support the Compliance Officer in implementing an effective systems and controls framework to ensure compliance with FCA regulations and other relevant legislation (e.g., Data Protection Act, Proceeds of Crime Act).
*Assist in monitoring and reviewing business processes to safeguard against risk, fraud, or irregularities.
*Help identify and rectify rule breaches, ensuring all reporting requirements are fulfilled.
*Provide advice to employees to ensure process improvements align with regulatory standards.
*Coordinate the handling of client complaints, ensuring all responses meet compliance requirements.
*Collaborate on the creation and improvement of internal systems to maintain regulatory compliance and enhance operational efficiency
*Ensure compliance with Health and Safety requirements and conduct an annual review of the Business Continuity Plan (BCP).
Skills & Experience Required:
*Minimum of 3 years’ experience in a compliance role
*Knowledge of FCA regulations and some monitoring work.
*Strong understanding of business processes, standards, and policies within the financial services industry.
*A relevant industry qualification such as CISI Investment Operations Certificate (IOC) or equivalent is preferred; strong industry experience will also be considered.
*Ability to manage a varied workload and work under pressure within a small team.
Please note: This is a fully office based role and you will need to live within a commutable distance to Newcastle-under-Lyme, Staffordshire.
This is a great opportunity for someone looking to advance their career in compliance, offering competitive salary and excellent professional growth opportunities
Apply now to join a dynamic team and make a meaningful impact!
Job number 1725050
metapel
Company Details:
The Burford Recruitment Company
Company size: 5–9 employees
Industry: Recruitment Consultancy
The Burford Recruitment Company are an award winning Permanent and Temporary Recruitment Agency based in West Oxfordshire, helping businesses across t...