Firm Compliance Manager / Field Base Remote
other jobs , Hays Specialist Recruitment Limited
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- England,East Midlands,Northamptonshire
- full-time
- £50,000 - £55,000 per annum
Job Description:
Your new company
Are you a compliance professional with a keen eye for detail and a passion for ensuring regulatory adherence? I am seeking a dynamic Firm Compliance Business Partner. In this role, you will be responsible for attending AR firms across the Southeast, providing expert guidance and support to ensure compliance with industry standards and regulations.
Your new role
*This is an exciting opportunity to join a team of compliance professionals who will form an in depth and solid relationship with AR Firm Principals, understanding their business and working with them to ensure their firm and the network remains safe.
*Conduct regular compliance audits and assessments at AR firms.
*Develop and implement compliance policies and procedures.
*Provide training and support to AR firm staff on compliance matters.
*Monitor and report on compliance issues and trends.
*Collaborate with internal and external stakeholders to address compliance challenges.
What you’ll need to succeed
*YOU must have previous experience in dealing with AR’s Firm Principles etc from a S&O perspective. This is non-negotiable.
*Need to have experience in Field Supervision or compliance monitoring.
*Very strong stakeholder management skills and is comfortable questioning and assessing firms/advisers.
*You need to have their level 4 qualification as well as a Compliance & Risk qualification.
What you’ll get in return
*Salary up to £55,000
*Homeworker + Field Based, Southwest and Midlands
*Holiday: 26 days
*Incentive Scheme
*10% non-contributory company pension scheme
*Private Medical Insurance
*Life Assurance
*Income Protection
What you need to do now
If you’re interested in this role, click ’apply now’ to forward an up-to-date copy of your CV, or call us now.
If this job isn’t quite right for you, but you are looking for a new position, please contact us for a confidential discussion about your career.
Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the T&C’s, Privacy Policy and Disclaimers which can be found at hays.co.uk
Are you a compliance professional with a keen eye for detail and a passion for ensuring regulatory adherence? I am seeking a dynamic Firm Compliance Business Partner. In this role, you will be responsible for attending AR firms across the Southeast, providing expert guidance and support to ensure compliance with industry standards and regulations.
Your new role
*This is an exciting opportunity to join a team of compliance professionals who will form an in depth and solid relationship with AR Firm Principals, understanding their business and working with them to ensure their firm and the network remains safe.
*Conduct regular compliance audits and assessments at AR firms.
*Develop and implement compliance policies and procedures.
*Provide training and support to AR firm staff on compliance matters.
*Monitor and report on compliance issues and trends.
*Collaborate with internal and external stakeholders to address compliance challenges.
What you’ll need to succeed
*YOU must have previous experience in dealing with AR’s Firm Principles etc from a S&O perspective. This is non-negotiable.
*Need to have experience in Field Supervision or compliance monitoring.
*Very strong stakeholder management skills and is comfortable questioning and assessing firms/advisers.
*You need to have their level 4 qualification as well as a Compliance & Risk qualification.
What you’ll get in return
*Salary up to £55,000
*Homeworker + Field Based, Southwest and Midlands
*Holiday: 26 days
*Incentive Scheme
*10% non-contributory company pension scheme
*Private Medical Insurance
*Life Assurance
*Income Protection
What you need to do now
If you’re interested in this role, click ’apply now’ to forward an up-to-date copy of your CV, or call us now.
If this job isn’t quite right for you, but you are looking for a new position, please contact us for a confidential discussion about your career.
Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the T&C’s, Privacy Policy and Disclaimers which can be found at hays.co.uk
Job number 1770685
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Company Details:
, Hays Specialist Recruitment Limited
At Hays we invest in lifelong partnerships that empower people and businesses to succeed. With over 50 years? success under our belts and a workforce ...