Interim Compliance Lead - FTC - Wealth Management
other jobs Michael Page Finance
Added before 2 Days
- England,London,City of London
- Full Time, Contract
- £45,000 - £47,500 per annum
Job Description:
The Interim Compliance Lead will oversee compliance activities within the Risk & Compliance department, ensuring adherence to regulatory requirements in the financial services industry.
This role is a fixed-term contract and requires a detail-oriented professional with expertise in compliance management.
Client Details
The client is a well-established UK Wealth Management firm, focused on retail savings and investments products.
Description
*Good understanding of UK financial services regulation, with a focus on Financial Planning and Wealth Management regulations.
*Experience with financial planning and / or investment advice to retail customers would be beneficial.
*A strong understanding of regulatory and conduct risk management practices in financial services, and what it means to deliver good customer outcomes.
*Commercially sensitive and pragmatic, with the ability to take a risk-based approach on decisions that impact the business.
*Confident in voicing an opinion
*Excellent interpersonal, influencing and communication skills, including the ability to explain requirements in straightforward/ practical terms.
*Solution and delivery focused, with high energy and drive, and ability to deliver through others.
*Must be able to build strong relationships with key stakeholders.
Profile
A successful Interim Compliance Lead - FTC should have:
*Proven experience in compliance management, preferably within the financial services industry.
*A strong understanding of regulatory frameworks and standards.
*Excellent analytical and problem-solving skills.
*Experience in developing and implementing compliance policies and procedures.
*Strong interpersonal and communication skills to liaise effectively with stakeholders.
*Ability to manage multiple tasks and prioritise effectively in a fast-paced environment.
*Relevant professional qualifications in compliance or risk management are desirable.
Job Offer
*Competitive salary ranging from £45,000 to £47,500 per annum.
*Opportunity to work within a reputable financial services organisation.
*Supportive and professional working environment.
*Chance to contribute to critical compliance initiatives.
*Potential for career development within the compliance and risk management field.
This role is a fixed-term contract and requires a detail-oriented professional with expertise in compliance management.
Client Details
The client is a well-established UK Wealth Management firm, focused on retail savings and investments products.
Description
*Good understanding of UK financial services regulation, with a focus on Financial Planning and Wealth Management regulations.
*Experience with financial planning and / or investment advice to retail customers would be beneficial.
*A strong understanding of regulatory and conduct risk management practices in financial services, and what it means to deliver good customer outcomes.
*Commercially sensitive and pragmatic, with the ability to take a risk-based approach on decisions that impact the business.
*Confident in voicing an opinion
*Excellent interpersonal, influencing and communication skills, including the ability to explain requirements in straightforward/ practical terms.
*Solution and delivery focused, with high energy and drive, and ability to deliver through others.
*Must be able to build strong relationships with key stakeholders.
Profile
A successful Interim Compliance Lead - FTC should have:
*Proven experience in compliance management, preferably within the financial services industry.
*A strong understanding of regulatory frameworks and standards.
*Excellent analytical and problem-solving skills.
*Experience in developing and implementing compliance policies and procedures.
*Strong interpersonal and communication skills to liaise effectively with stakeholders.
*Ability to manage multiple tasks and prioritise effectively in a fast-paced environment.
*Relevant professional qualifications in compliance or risk management are desirable.
Job Offer
*Competitive salary ranging from £45,000 to £47,500 per annum.
*Opportunity to work within a reputable financial services organisation.
*Supportive and professional working environment.
*Chance to contribute to critical compliance initiatives.
*Potential for career development within the compliance and risk management field.
Job number 3117556
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Company Details:
Michael Page Finance
Company size: 5,000 employees
Industry: Accountancy (Qualified)
Michael Page Finance has been helping to shape successful careers and placing top talent into their dream roles since 1976. We specialise in the perma...