Compliance Analyst - 12 month FTC - Asset Management
other jobs Michael Page Finance
Added before 1 Days
- England,London,City of London
- Full Time, Contract
- £35,000 - £40,000 per annum
Job Description:
As a Compliance Analyst, you will play a key role in supporting the Risk & Compliance department within the financial services sector.
This 12-month fixed-term contract in London offers an exciting opportunity to ensure adherence to regulatory requirements and contribute to a robust compliance framework.
Client Details
Asset Management firm.
Description
*Assisting with the management of the Compliance inbox, to ensure queries are directed to the relevant individuals and within agreed time frames
*Assisting with conflict of interest sign offs (e.g. Gifts and Hospitality, PA Dealing, Outside Business Interests) in accordance with department operating procedures and as assigned by the line manager
*Assisting with coordination and completion of the regulatory returns and regulatory applications in accordance with department operating procedures and as assigned by the line manager
*Assisting with the regulatory change log and review of FCA (and other material) in accordance with department operating procedures and as assigned by the line manager
*Maintaining insider log records
*Contribution to Takeover Panel reporting
*Assist with business queries on compliance-related matters
*Contribution to ad-hoc tasks and projects as required
*Working with the wider Legal, Risk and Compliance teams as required
Profile
A successful Compliance Analyst should have:
*Support with conflict of interest sign off’s in regards to the following policies: Personal Account Dealings / Gifts & Entertainment / Outside Business Interests.
*Evidence of being able to collate committee MI and packs.
*Regulatory reporting experience.
*Financial Services, specifically Asset Management, experience would be ideal.
Job Offer
*Competitive salary ranging from £35,000 to £40,000.
*Hybrid working model - 2 days in the office in London.
*Discretionary bonus scheme.
*Opportunities for professional development, including support for qualifications.
If you are looking for a challenging and rewarding opportunity as a Compliance Analyst within the financial services industry, we encourage you to apply today!
This 12-month fixed-term contract in London offers an exciting opportunity to ensure adherence to regulatory requirements and contribute to a robust compliance framework.
Client Details
Asset Management firm.
Description
*Assisting with the management of the Compliance inbox, to ensure queries are directed to the relevant individuals and within agreed time frames
*Assisting with conflict of interest sign offs (e.g. Gifts and Hospitality, PA Dealing, Outside Business Interests) in accordance with department operating procedures and as assigned by the line manager
*Assisting with coordination and completion of the regulatory returns and regulatory applications in accordance with department operating procedures and as assigned by the line manager
*Assisting with the regulatory change log and review of FCA (and other material) in accordance with department operating procedures and as assigned by the line manager
*Maintaining insider log records
*Contribution to Takeover Panel reporting
*Assist with business queries on compliance-related matters
*Contribution to ad-hoc tasks and projects as required
*Working with the wider Legal, Risk and Compliance teams as required
Profile
A successful Compliance Analyst should have:
*Support with conflict of interest sign off’s in regards to the following policies: Personal Account Dealings / Gifts & Entertainment / Outside Business Interests.
*Evidence of being able to collate committee MI and packs.
*Regulatory reporting experience.
*Financial Services, specifically Asset Management, experience would be ideal.
Job Offer
*Competitive salary ranging from £35,000 to £40,000.
*Hybrid working model - 2 days in the office in London.
*Discretionary bonus scheme.
*Opportunities for professional development, including support for qualifications.
If you are looking for a challenging and rewarding opportunity as a Compliance Analyst within the financial services industry, we encourage you to apply today!
Job number 3161639
Increase your exposure to recruiters with ProJobs
Thousands of recruiters are looking for you in the Job Master profile database, increase your exposure 4 times with a ProJob subscription
You can cancel your subscription at any time.
metapel
Company Details:
Michael Page Finance
Company size: 5,000 employees
Industry: Accountancy (Qualified)
Michael Page Finance has been helping to shape successful careers and placing top talent into their dream roles since 1976. We specialise in the perma...