Risk & Compliance Officer
Location: High Wycombe
Salary: £45,000 – £55,000
Contract: Full-time, permanent
About Us
Our client is a well-established private practice law firm known for delivering exceptional legal services across a broad range of practice areas. As it continues to grow, it is seeking a proactive and detail-driven Risk & Compliance Officer to support the firm in meeting its regulatory obligations and maintaining the highest professional standards.
The Role
Reporting to the COLP/COFA and the Compliance Manager, you will play a key role in ensuring the firm operates in line with the SRA Standards and Regulations, AML legislation and internal risk management frameworks. This is a hands-on role involving daily compliance operations, monitoring and providing practical guidance to fee earners and support staff.
Key Responsibilities
*Conduct and review AML/KYC checks, including CDD and EDD, source of funds and risk assessments
*Manage the file opening process and support fee earners with compliance requirements
*Perform conflicts and anti-bribery checks and maintain relevant compliance registers
*Assist with the monitoring of the firm’s risk management policies, including breach reporting and complaints handling
*Support the implementation of CQS, Lexcel and other quality assurance frameworks
*Carry out regular file audits, identify issues and ensure corrective actions are followed through
*Assist in preparing internal and external compliance reports
*Provide guidance and support to staff on compliance queries
*Contribute to the development and delivery of compliance training across the firm
*Support the firm’s regulatory returns and liaison with relevant regulatory bodies when needed
About You
*Experience in a similar compliance or risk role within a law firm or professional services environment
*Strong understanding of SRA regulations, AML requirements and the regulatory environment for Solicitors
*Excellent attention to detail with the ability to identify issues and recommend solutions
*Strong communication skills and confidence in advising colleagues at all levels
*Ability to manage competing priorities and work autonomously where required
*Familiarity with CQS or Lexcel standards (desirable but not essential)
What’s On Offer?
*A supportive working environment within a reputable and growing firm
*Opportunities for professional development and career progression within risk and compliance
*Competitive salary and benefits package
*Hybrid/flexible working options (where applicable)
How to Apply
Please send your CV and a covering letter to Gayle Woolf at G2 Legal outlining your suitability for the role.
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