A fantastic new opportunity has arisen within a Specialist Real Estate Lending operation for an relatively experienced Compliance professional who is looking to develop and enhance their knowledge and career.
This is a generalist compliance role – covering all area’s ( slight emphasis on QA) and will suit someone who has c 1 / 2 years in compliance, looking to further build on their skills.
Key responsibilities and accountabilities:
*Maintaining all logs including financial promotion, breaches & errors etc.
*Conducting Compliance Monitoring including periodic tests of the effectiveness of policies and controls
*Reviewing KYC documentation
*Daily screening of AML alerts
*Reviewing financial promotion and marketing material
*Responding to ad hoc queries from the wider business
*Preparing and submitting relevant applications and reports to the FCA
*Supporting the daily and ongoing Compliance activities
Position Requirements:
Working knowledge of the legal and regulatory obligations (ML Regs, POCA and CFT, FCA Handbook)


*Hard-working individual who can work independently as well as part of a team
*A great attitude and willingness to learn and develop
*A genuine interest in compliance and the lending industry
*Ability to handle a varied workload and work within prescribed timelines
*Excellent communication skills both written and verbal
The role offers a comprehensive package inc 25 days holiday and is offered on a full time office basis.