Compliance Analyst - Compliance Monitoring - Capital Markets
other jobs Michael Page Finance
Added before 3 Days
- England,London,City of London
- Full Time, Contract
- £45,000 - £50,000 per annum
Job Description:
To support the Head of Compliance & MLRO as part of the team to cover all aspects of the Compliance Monitoring Program, and other regulatory issues that impact the firm.
Client Details
International Capital Markets firm.
Description
· Work with the Senior Compliance office to support all onboarding and ongoing KYC/CDD requirements for new counterparties.
· Undertake activities of the Compliance Monitoring Programme - not limited to transaction monitoring, personal account dealing, gifts log,
· Conducting communications monitoring (voice and electronic), ensuring compliance with the Firm’s policies and procedures, evaluating issues/concerns, and appropriately escalating to Compliance Management.
· Support of Companies House filings
· Support the Head of Compliance & MLRO to ensure all FCA Reg data returns are filed accurately and in a timely manner.
· Support the Senior Compliance Officer with the preparation of management information.
· Preparation of SMF and Certified applications, & records kept regarding those individuals.
Profile
· At least three years’ experience in general compliance, including compliance monitoring, regulatory reporting, KYC, and SMCR.
· Experience within an international banking environment/broker, or similar.
Job Offer
*Competitive salary ranging from £45000 to £50000 GBP.
*12-month Fixed Term Contract.
*Opportunities to work within a reputable organisation in the financial services industry.
*Potential for extension after initial term of contract.
Client Details
International Capital Markets firm.
Description
· Work with the Senior Compliance office to support all onboarding and ongoing KYC/CDD requirements for new counterparties.
· Undertake activities of the Compliance Monitoring Programme - not limited to transaction monitoring, personal account dealing, gifts log,
· Conducting communications monitoring (voice and electronic), ensuring compliance with the Firm’s policies and procedures, evaluating issues/concerns, and appropriately escalating to Compliance Management.
· Support of Companies House filings
· Support the Head of Compliance & MLRO to ensure all FCA Reg data returns are filed accurately and in a timely manner.
· Support the Senior Compliance Officer with the preparation of management information.
· Preparation of SMF and Certified applications, & records kept regarding those individuals.
Profile
· At least three years’ experience in general compliance, including compliance monitoring, regulatory reporting, KYC, and SMCR.
· Experience within an international banking environment/broker, or similar.
Job Offer
*Competitive salary ranging from £45000 to £50000 GBP.
*12-month Fixed Term Contract.
*Opportunities to work within a reputable organisation in the financial services industry.
*Potential for extension after initial term of contract.
Job number 3456423
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metapel
Company Details:
Michael Page Finance
Company size: 5,000 employees
Industry: Accountancy (Qualified)
Michael Page Finance has been helping to shape successful careers and placing top talent into their dream roles since 1976. We specialise in the perma...