Senior Compliance Analyst
other jobs HFG
Added before 9 hours
- England,London,City of London
- Full Time, Permanent
- £60,000 - £70,000 per annum
Job Description:
A leading Lloyd’s Syndicate is currently seeking a Senior Compliance Analyst.
This role will see you work from the office 4 days a week. This is a newly-created position as the firm is experiencing a period of growth.
On a day-to-day basis, you will:
*Support the delivery of the compliance plan including advisory, monitoring, reporting and regulatory activities.
*Assist in the monitoring and reporting of conduct risk exposure including treating customers fairly/ Consumer Duty, product oversight, Fair Value Assessments and complaints.
*Assist with the dealing of complaints, including liaising with the claim’s teams, coverholders/ TPAs, Lloyd’s, LIC and the Financial Ombudsman Service as appropriate.
*Assist in the delivery of compliance monitoring activity.
*Assist in reviews of delegated authority contracts including reviews of the customer facing documentation
*Assist the team in providing sanctions and financial crime support to the underwriters and other areas of the business by giving advice, monitoring developments affecting the business, and monitoring the operation of the relevant screening tools.
*Assist in providing business advice on licensing, regulatory, data protection, and other areas of compliance.
*Assist in service provider contract and non-disclosure agreements due diligence and reviews.
It is essential that you have experience of working in compliance for a London-market insurance organisation and can demonstrate knowledge of how the Lloyd’s market operates.
This role will see you work from the office 4 days a week. This is a newly-created position as the firm is experiencing a period of growth.
On a day-to-day basis, you will:
*Support the delivery of the compliance plan including advisory, monitoring, reporting and regulatory activities.
*Assist in the monitoring and reporting of conduct risk exposure including treating customers fairly/ Consumer Duty, product oversight, Fair Value Assessments and complaints.
*Assist with the dealing of complaints, including liaising with the claim’s teams, coverholders/ TPAs, Lloyd’s, LIC and the Financial Ombudsman Service as appropriate.
*Assist in the delivery of compliance monitoring activity.
*Assist in reviews of delegated authority contracts including reviews of the customer facing documentation
*Assist the team in providing sanctions and financial crime support to the underwriters and other areas of the business by giving advice, monitoring developments affecting the business, and monitoring the operation of the relevant screening tools.
*Assist in providing business advice on licensing, regulatory, data protection, and other areas of compliance.
*Assist in service provider contract and non-disclosure agreements due diligence and reviews.
It is essential that you have experience of working in compliance for a London-market insurance organisation and can demonstrate knowledge of how the Lloyd’s market operates.
Job number 3489334
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