CASS Operations Specialist
Permanent | Investment Management
Our client, a respected and growing investment management firm , is looking to appoint an experienced CASS Operations Specialist to join their operations team. This is a key role within the business, responsible for ensuring the integrity of client money and custody records while maintaining full compliance with FCA CASS regulations .
This opportunity would suit a technically strong CASS professional who enjoys working in a controlled regulatory environment while also identifying ways to improve processes and operational efficiency.
The Role You will play a central role in the day-to-day management of CASS operations , ensuring reconciliations, controls, and reporting obligations are completed accurately and on time.
Key responsibilities include:
*Performing daily internal and external client money reconciliations in line with CASS requirements.
*Conducting custody internal record checks and external custody reconciliations .
*Managing external custodian bank reconciliations , investigating and resolving any discrepancies.
*Ensuring strong CASS controls, governance frameworks, and operational procedures are maintained.
*Supporting internal and external audits as well as regulatory reviews.
*Investigating CASS breaches , identifying root causes, and implementing preventative controls.
*Overseeing allotments and share reconciliation processes to ensure accuracy and strong operational control.
*Providing oversight and support within the team, including one direct report .
*Identifying opportunities to improve operational processes , including the use of automation and emerging technologies.
Candidate Profile The successful candidate will have:
*4+ years’ experience in a CASS operations environment .
*A strong understanding of client money rules, custody assets, and FCA regulatory requirements .
*Experience managing external custodian reconciliations .
*A CASS qualification or relevant accreditation , such as the CISI Investment Operations Certificate (IOC) .
*Strong analytical and problem-solving skills with a high level of attention to detail.
*A proactive mindset and interest in improving operational processes and efficiencies .
Why Apply? This is an excellent opportunity to join a high-quality investment firm in a role that offers strong exposure across CASS operations, regulatory compliance, and operational improvement initiatives .
The position offers the chance to take on meaningful responsibility within a collaborative and professional environment.