Compliance Associate / Analyst
City of London
Permanent
cer Financial are working alongside a bank who are based in the City of London. They are seeking a Compliance Associate / Analyst to work with them on a permanent basis.
The responsibilities of the candidate will include:
· Support delivery of the Compliance Monitoring Programme in line with Financial Conduct Authority and Prudential Regulation Authority requirements
· Identify and monitor regulatory and financial crime risks across the business
· Assist in developing compliance frameworks, policies, and procedures
· Conduct horizon scanning and assess regulatory changes
· Provide compliance advice and support reporting and regulatory submissions
· Help investigate and resolve compliance issues
· Support financial crime activities (CDD, sanctions, risk assessments, control testing) alongside the Deputy MLRO
· Contribute to trade surveillance, communications monitoring, and policy reviews
· Provide cover for the Compliance Manager and assist with ad hoc projects
The successful candidate will have:
· Bachelor’s degree in law, finance, risk or related discipline preferred
· Professional qualification (e.g., ICA, CAMS, or equivalent) an advantage although not essential
· 1-3 years of experience in compliance within wholesale banking and/or trade finance
· A good understanding of regulatory rules/laws, industry issues and business operations
· Knowledge of financial crime and regulatory requirements