Buy-Side Compliance Associate – Alternatives
other jobs Tiger Recruitment
Added before 3 Days
- England,London,City of London
- Full Time, Permanent
- £90,000 - £120,000 per annum
Job Description:
Buy-Side Compliance Associate – Alternatives
London, West End
Permanent
On-site
£90,000 - £120,000
Overview
A leading alternative asset manager is seeking a buy-side compliance professional to join its London office. This is a front-office aligned role supporting investment activities across private equity, hedge funds, and UCITS structures.
This position is focused on compliance advisory and regulatory oversight within asset management.
Key Responsibilities
*Act as a key compliance contact for UK-based investment teams
*Provide day-to-day guidance on FCA regulatory requirements impacting:*Discretionary portfolio management (AIF & UCITS)
*Investment advisory activities, including private equity strategies
*Interpret and apply MiFID II, COBS, SYSC, and UK MAR
*Deliver the UK compliance monitoring programme
*Assess breaches, incidents, and control gaps; support remediation
*Maintain and enhance UK compliance policies and procedures
*Support SMCR requirements and internal governance forums
*Support FCA reporting and regulatory submissions
*Assist with thematic reviews, regulatory enquiries, and examinations
*Provide oversight across:*Private equity structures
*Hedge fund strategies
*UCITS products
*Review marketing materials and investor communications
*Work closely with US teams on cross-border compliance matters
*Support UK and EEA distribution and marketing compliance
Candidate Profile
*5–10 years’ experience in compliance within an FCA-regulated asset manager
*Strong knowledge of MiFID II and UK investment management regulation
*Direct experience supporting alternative investments - private equity and/or hedge funds
*Proven track record working with investment teams / front office stakeholders
*Background must be in asset management / buy-side compliance
*Experience in a multi-strategy or alternative investment environment
*Familiarity withAIFMDand UCITS frameworks
Tiger Recruitment is B Corp Certified, which means that we’ve been verified as meeting B Lab’s high standards for social and environmental impact.
REF: JL173201
Tiger is B Corp Certified. We are part of a global movement of businesses committed to improving social and environmental conditions around the world.
London, West End
Permanent
On-site
£90,000 - £120,000
Overview
A leading alternative asset manager is seeking a buy-side compliance professional to join its London office. This is a front-office aligned role supporting investment activities across private equity, hedge funds, and UCITS structures.
This position is focused on compliance advisory and regulatory oversight within asset management.
Key Responsibilities
*Act as a key compliance contact for UK-based investment teams
*Provide day-to-day guidance on FCA regulatory requirements impacting:*Discretionary portfolio management (AIF & UCITS)
*Investment advisory activities, including private equity strategies
*Interpret and apply MiFID II, COBS, SYSC, and UK MAR
*Deliver the UK compliance monitoring programme
*Assess breaches, incidents, and control gaps; support remediation
*Maintain and enhance UK compliance policies and procedures
*Support SMCR requirements and internal governance forums
*Support FCA reporting and regulatory submissions
*Assist with thematic reviews, regulatory enquiries, and examinations
*Provide oversight across:*Private equity structures
*Hedge fund strategies
*UCITS products
*Review marketing materials and investor communications
*Work closely with US teams on cross-border compliance matters
*Support UK and EEA distribution and marketing compliance
Candidate Profile
*5–10 years’ experience in compliance within an FCA-regulated asset manager
*Strong knowledge of MiFID II and UK investment management regulation
*Direct experience supporting alternative investments - private equity and/or hedge funds
*Proven track record working with investment teams / front office stakeholders
*Background must be in asset management / buy-side compliance
*Experience in a multi-strategy or alternative investment environment
*Familiarity withAIFMDand UCITS frameworks
Tiger Recruitment is B Corp Certified, which means that we’ve been verified as meeting B Lab’s high standards for social and environmental impact.
REF: JL173201
Tiger is B Corp Certified. We are part of a global movement of businesses committed to improving social and environmental conditions around the world.
Job number 3687224
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Company Details:
Tiger Recruitment
Headquartered in London, we?re a recruitment agency that specialises in matching exceptional support staff to top businesses and private individuals g...