Compliance Analyst | £55,000 + Bonus | Tier-A Fund Manager
other jobs Michael Page Finance
Added before 2 Days
- England,London,City of London
- Full Time, Permanent
- £45,000 - £55,000 per annum
Job Description:
Full job descriptionThe Compliance Analyst/Associate will support the Compliance Manager and CCO in ensuring the firm adheres to all relevant regulatory requirements, including FCA rules and broader UK/EU financial regulations. This is a hands-on role suited to a proactive individual looking to deepen their experience in a dynamic and fast-paced environment.
Client Details
Our client is a well-established fund manager based in Central London, specialising in bespoke investment strategies across equities, fixed income, and alternative assets. The firm prides itself on a collaborative culture and a strong commitment to regulatory integrity.
Description
*Conduct compliance monitoring and testing in line with the Compliance Monitoring Programme, ensuring issues are reported and remediated, and the programme is regularly reviewed for regulatory coverage.
*Manage conflicts of interest by reviewing, escalating, and recording them in accordance with internal policies and procedures.
*Support policy and procedure development, including drafting and reviewing documentation to ensure regulatory alignment.
*Oversee day-to-day compliance approvals, including personal account dealing, gifts and benefits, and outside business interests.
*Daily monitoring of trades and market disclosure obligations, and maintenance of restricted securities lists.
Profile
The successful candidate will have:
*1-3 years of compliance experience within an AIFM, with solid knowledge of AIFMD regulations.
*Working understanding of key regulatory frameworks, including MiFID II, UCITS, SMCR, and ideally private equity.
*Strong communication skills, both written and verbal, with the ability to manage expectations and engage effectively across teams.
*Proactive and organised, demonstrating initiative and ownership in administrative and compliance tasks.
*Analytical mindset with sound research skills, and a high-level understanding of risk in the asset management context.
Job Offer
*A competitive salary ranging from £45,000 - £55,000.
*Performance-based bonus up to 30% of base salary.
*Attractive pension scheme and private healthcare.
*Hybrid working arrangements.
If you are looking for a challenging and rewarding role within the buy-side, we encourage you to apply.
Client Details
Our client is a well-established fund manager based in Central London, specialising in bespoke investment strategies across equities, fixed income, and alternative assets. The firm prides itself on a collaborative culture and a strong commitment to regulatory integrity.
Description
*Conduct compliance monitoring and testing in line with the Compliance Monitoring Programme, ensuring issues are reported and remediated, and the programme is regularly reviewed for regulatory coverage.
*Manage conflicts of interest by reviewing, escalating, and recording them in accordance with internal policies and procedures.
*Support policy and procedure development, including drafting and reviewing documentation to ensure regulatory alignment.
*Oversee day-to-day compliance approvals, including personal account dealing, gifts and benefits, and outside business interests.
*Daily monitoring of trades and market disclosure obligations, and maintenance of restricted securities lists.
Profile
The successful candidate will have:
*1-3 years of compliance experience within an AIFM, with solid knowledge of AIFMD regulations.
*Working understanding of key regulatory frameworks, including MiFID II, UCITS, SMCR, and ideally private equity.
*Strong communication skills, both written and verbal, with the ability to manage expectations and engage effectively across teams.
*Proactive and organised, demonstrating initiative and ownership in administrative and compliance tasks.
*Analytical mindset with sound research skills, and a high-level understanding of risk in the asset management context.
Job Offer
*A competitive salary ranging from £45,000 - £55,000.
*Performance-based bonus up to 30% of base salary.
*Attractive pension scheme and private healthcare.
*Hybrid working arrangements.
If you are looking for a challenging and rewarding role within the buy-side, we encourage you to apply.
Job number 3810402
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Company Details:
Michael Page Finance
Company size: 5,000 employees
Industry: Accountancy (Qualified)
Michael Page Finance has been helping to shape successful careers and placing top talent into their dream roles since 1976. We specialise in the perma...