Full job descriptionSenior Compliance Manager and Deputy MLRO
City of London
5 days per week office based
Permanent


cer Financial are working alongside a bank, who are based in the City of London. They are seeking a Senior Compliance Manager and Deputy MLRO to work with them on a permanent basis.


The responsibilities of the Senior Compliance Manager and Deputy MLRO will include:


*Provide regulatory compliance advice and financial crime expertise.
*Maintain and enhance the Compliance Monitoring Programme (CMP).
*Monitor regulatory changes and update policies, frameworks, and procedures.
*Support the first line of defence on compliance, AML, CDD, and sanctions matters.
*Review and approve customer risk assessments and oversee transaction monitoring.
*Identify, monitor, and mitigate regulatory and compliance risks.
*Deliver compliance training and communicate regulatory updates.
*Maintain compliance reporting, KRIs, FCA RegData administration, and management information.
*Produce compliance communications and newsletters.
*Support the HoD/MLRO and undertake other compliance duties as required.


The candidate will have:


*Minimum 7 years’ compliance experience, ideally within a wholesale banking environment.
*Strong knowledge of corporate banking products, regulations, and compliance frameworks.
*Degree-level education; relevant professional qualifications preferred.
*Excellent stakeholder management and relationship-building skills.
*Ability to balance regulatory risk with commercial objectives.