Compliance Manager
  • England,South West,Gloucestershire,Cheltenham
  • Part Time, Permanent
  • £40,000 - £50,000 per annum
Job Description:
Full job descriptionCompliance Manager | Part Time | Cheltenham
3-4 days a week | Office Based | Up to £50K DOE
GMP Recruitment Agency Limited are proud to be working with a well-known and growing legal firm based in Cheltenham.
We are recruiting for an accomplished Legal Compliance Manager to play a pivotal role within a Risk & Compliance team. This is an excellent opportunity for someone with a strong background in legal compliance who enjoys working in a fast-paced environment, influencing best practice, and ensuring the highest regulatory standards are maintained.
Main Duties:
*Managing the firm’s compliance framework to ensure ongoing adherence to SRA Standards and Regulations, Anti-Money Laundering legislation, GDPR and applicable FCA requirements.
*Supervising and developing the Compliance Administrator, providing guidance, support and performance management.
*Overseeing the client onboarding process, including conflict checks, risk assessments and file opening procedures.
*Reviewing and maintaining compliance policies, regulatory registers and firm-wide risk registers.
*Conducting regular file audits to ensure regulatory compliance, quality standards and best practice are consistently met.
*Managing AML processes, including customer due diligence, enhanced due diligence and ongoing monitoring, while supporting the firm’s MLRO.
*Preparing Suspicious Activity Reports (SARs) and assisting with reporting obligations where required.
*Working alongside the Head of Risk & Compliance to implement regulatory changes and support strategic risk initiatives.
*Producing insightful quarterly compliance reports for the Management Board, using data to identify trends and areas for improvement.
Required skills and experience:
*Previous experience in a Compliance Manager position within a law firm.
*A thorough understanding of SRA Standards and Regulations, the Solicitors Accounts Rules, AML legislation and FCA regulatory requirements.
*Excellent analytical skills with exceptional attention to detail.
*Strong organisational abilities and the confidence to manage multiple priorities.
*Outstanding communication skills with the ability to build relationships across all levels of the business.
*A proactive, solutions-focused approach with a genuine passion for compliance and regulatory excellence.
This is a great opportunity to become part of a supportive and collaborative firm where compliance is recognised as a vital business function.
For further information or a confidential discussion, please click apply.
GMP Recruitment Agency Ltd agency are recruiting for this role on behalf of our client and are acting as a Recruitment Agency
Job number 3924559

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GMP RECRUITMENT LIMITED
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