Full job descriptionSpecialist investment management firm is seeking a Compliance Analyst to join its Compliance team. This is an excellent opportunity for an individual with compliance or operational risk experience who is looking to develop their career within a collaborative and fast-paced financial services environment.
Client Details
Specialist alternative asset manager.
Description
*Conduct compliance monitoring and regulatory reviews.
*Review financial promotions and marketing materials.
*Support trade surveillance and market abuse monitoring activities.
*Maintain compliance policies, procedures, and registers.
*Monitor regulatory developments and assess potential business impact.
*Provide compliance guidance to stakeholders across the business.
*Support AML, KYC, and regulatory reporting requirements.
Profile
A successful Compliance Analyst should have:
*Experience within Compliance or Operational Risk.
*Background in asset management, investment management, or financial services.
*Good understanding of FCA regulatory requirements.
Job Offer
*Salary ranging from £50,000 to £55,000, dependent on the level of experience.
*Discretionary bonus.
*Competitive benefits package.