Full job descriptionYour role will involve supporting the Risk & Compliance department in maintaining a strong compliance framework and mitigating regulatory risks
Client Details
International corporate bank
Description
*Conduct compliance monitoring reviews and risk assessments across the business.
*Support the development and maintenance of the annual Compliance Monitoring Plan.
*Maintain compliance registers, including breaches, conflicts of interest and personal account dealing.
*Track and monitor remedial actions arising from compliance reviews, ensuring appropriate escalation where required.
*Monitor regulatory developments and support the implementation of regulatory change initiatives.
*Assist in the preparation of management information and compliance reporting for senior management and governance committees.




Profile
*At least 3 years’ experience within a Compliance function in banking, financial services or wealth management.
*Experience conducting compliance monitoring, compliance testing, assurance reviews or internal audits.
*Good understanding of UK regulatory requirements and Compliance frameworks.
*Strong communication skills and the confidence to challenge stakeholders constructively.
*Experience within private banking, wealth management or investment management environments would be advantageous.
*ICA, CISI or other recognised Compliance qualifications are desirable but not essential.
Job Offer
*Salary ranging from £55,000 to £65,000, dependent on the level of experience.
*Permanent role based in London.
*Additional benefits to be confirmed.