Full job description We are seeking an experienced compliance professional with strong technical knowledge, commercial awareness and the ability to manage a broad range of regulatory assignments.
The position offers the opportunity to work with a varied client base, take responsibility for complex advisory projects and develop relationships with senior financial services professionals.
The successful candidate will combine regulatory expertise with a practical, solutions-focused approach and enjoy working in a collaborative, client-facing environment
Key Responsibilities
*Provide regulatory compliance advice and support to clients operating across the investment and wealth management sectors.
*Lead and manage compliance advisory assignments, ensuring high standards of technical delivery.
*Review regulatory frameworks, policies, procedures and controls, identifying potential weaknesses and recommending improvements.
*Advise on FCA requirements, including conduct of business, governance, regulatory change and compliance risk management.
*Prepare clear, commercially focused reports and recommendations for senior stakeholders.
*Manage multiple assignments, balancing competing priorities and client expectations.
*Develop and maintain effective client relationships.
*Provide technical guidance and support to colleagues.
*Contribute to the development of advisory services and client solutions.
*Maintain awareness of regulatory developments affecting UK financial services businesses.
Experience
*Substantial experience in financial services compliance, ideally within investment management, wealth management or regulatory consulting.
*Strong working knowledge of the FCA regulatory framework, including relevant aspects of MiFID II, COBS, SYSC and SM&CR.
*Experience delivering regulatory advisory, compliance monitoring or related projects.
*Ability to interpret regulatory requirements and provide practical, commercially appropriate advice.
*Strong communication, analytical and stakeholder management skills.
*Experience managing client relationships and delivering assignments independently.
*A proactive, organised and adaptable approach.
*Relevant professional qualifications would be advantageous but are not essential.
The Opportunity Offers
*A varied and challenging regulatory advisory role.
*Exposure to a broad range of financial services clients and regulatory matters.
*Opportunities to develop technical expertise, client relationships and leadership responsibilities.
*A competitive remuneration and benefits package.
*Long-term career development within a specialist professional environment.